UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
NetApp, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 000-27130 | 77-0307520 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS. Employer Identification No.) |
495 East Java Drive
Sunnyvale, CA 94089
(Address of principal executive offices)
Matthew K. Fawcett
Senior Vice President, General Counsel and Secretary
NetApp, Inc.
(408) 822-6000
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| ☒ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016. |
Section 1 – Conflict Minerals Disclosure
Items 1.01 and 1.02 Conflict Minerals Disclosure and Report; Exhibit
A copy of NetApp, Inc.’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD and is available at the following address:
http://investors.netapp.com/corporate-governance.cfm.
Section 2 – Exhibits
Item 2.01 Exhibits
| Exhibit No. |
Description | |
| 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| NETAPP, INC. | ||||||||
| /s/ Matthew K. Fawcett |
May 26, 2017 | |||||||
| By: | Matthew K. Fawcett | |||||||
| Its: | Senior Vice President, General Counsel & Secretary | |||||||
Exhibit 1.01
Conflict Minerals Report of NetApp, Inc.
For the Calendar Year Ended December 31, 2016
This Conflict Minerals Report contains forward-looking statements. These statements include statements regarding NetApp’s goals for its Conflict Minerals policy and the actions that NetApp intends to take to improve transparency and reporting. All forward-looking statements involve risk and uncertainty. When considering these statements, you should also consider the important factors described in reports and documents NetApp files from time to time with the Securities and Exchange Commission, including the factors described under the sections titled “Risk Factors” in NetApp’s most recently filed Annual and Quarterly Reports on Forms 10-K and 10-Q, respectively. Except as required by law, NetApp disclaims any obligation to update information contained in these forward-looking statements whether as a result of new information, future events, or otherwise.
This is the Conflict Minerals Report for NetApp, Inc. (“NetApp”) for calendar year 2016 prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”).
Introduction
NetApp is a leading provider of innovative storage systems and data management solutions that form the foundation for efficient and flexible IT infrastructures.
Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the rules promulgated thereunder (together “Section 1502”) require NetApp to perform certain due diligence procedures and disclose information about the use and origin of certain minerals if these minerals are deemed to be necessary to the functionality or production of a product manufactured or contracted to be manufactured by NetApp. The NetApp products that contain minerals or metals are its hardware products (storage systems and subsystems) that NetApp contracts to manufacture and sells directly or through resellers. The specific minerals covered by these rules consist of tin, tantalum, tungsten and gold and are referred to as “Conflict Minerals.”
Conflict Minerals are necessary to the functionality or production of the storage systems and subsystems that NetApp contracts to manufacture. Components and subassemblies that are made in part using Conflict Minerals are sourced from a global supply base that includes distributors, value-added resellers, original equipment manufacturers, original design manufacturers and contract manufacturers.
In accordance with Section 1502, NetApp has performed a “reasonable country of origin inquiry” (“RCOI”) on minerals that were in NetApp’s supply chain for calendar year 2016 to determine whether these minerals were sourced from the Democratic Republic of the Congo or adjoining countries (the “Covered Countries”) and has conducted due diligence measures as described below.
Due Diligence Procedures
In accordance with Rule 13p-1, NetApp undertook due diligence procedures to determine the source and chain of custody of the Conflict Minerals used in its products. NetApp designed its due diligence measures for each of the Conflict Minerals to conform, in all material respects, with the due diligence framework in the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Second Edition (OECD 2013) (“OECD Framework”) and related supplements. NetApp’s due diligence measures included:
| 1. | Establishing strong company management systems for conflict minerals supply chain; |
| 2. | Identifying and assessing risk in the supply chain; |
| 3. | Designing and implementing strategies to respond to identified risks; |
| 4. | Supporting industry associations that carry out independent third party audits of smelter/refiner’s due diligence practices; and |
| 5. | Reporting annually on our supply chain due diligence activities. |
STEP 1: Establish strong company management systems
| a) | Identified an executive sponsor for NetApp’s supply chain transparency objectives to provide internal leadership and guidance to attain NetApp’s goal of determining the countries of origin of the Conflict Minerals that are necessary for the production or functionality of its products and eliminating sources of Conflict Minerals that benefit armed groups. |
| b) | Adopted and posted a Conflict Minerals policy (discussed further below) on its website. NetApp requested all vendors and suppliers of materials that could potentially contain Conflict Minerals (the “in scope suppliers”) to comply with the requirements of Section 1502, if applicable, and to support NetApp’s compliance. NetApp continues to educate suppliers on its Conflict Minerals policy. |
| c) | Included Section 1502 requirement contractually in its Master Supply Agreements, requiring suppliers to provide necessary information. |
| d) | Adopted internal processes, procedures and systems to capture, maintain, retrieve and report on supplier sourcing of Conflict Minerals to further improve transparency and the ability to report on NetApp’s sourcing of Conflict Minerals in accordance with Section 1502 in coming years. |
| e) | Utilized the Conflict Free Sourcing Initiative (“CFSI”) Conflict Minerals Reporting Template (the “CMRT”) sent to NetApp’s in scope suppliers via a third party provider (Resilinc) to gather information on the chain of custody of the necessary Conflict Minerals included in NetApp products (the “RCOI Survey”). |
| f) | Instituted Conflict Minerals risk assessment as part of the NetApp product development process. |
| g) | Identified personnel within NetApp responsible for the NetApp sustainability program, including responsibility for day-to-day consideration and review of compliance requirements related to the Section 1502. |
STEP 2: Identify and assess risks in the supply chain
| a) | Performed a risk assessment of all parts represented within its product lines followed by a supplier risk assessment. Suppliers were first assessed by determining whether they supplied hardware, software or services. If the supplier was determined to supply hardware, NetApp assessed whether the materials supplied by the supplier could potentially contain Conflict Minerals. Finally, suppliers were surveyed to determine whether they sourced Conflict Minerals from the Covered Countries. |
| b) | Provided letters to suppliers explaining NetApp’s country of origin inquiry and due diligence efforts and requesting supplier cooperation. Suppliers were offered training materials on the requirements of Section 1502, NetApp’s plan to achieve compliance with such requirements and NetApp’s goal of achieving responsible sourcing from its suppliers. |
| c) | Partnered with a third party provider to conduct a RCOI Survey of NetApp’s in scope suppliers in order to gather information on countries of origin and identify smelters or refiners. The RCOI survey documentation aligned with the CMRT. The in scope suppliers were asked to identify the smelters and refiners who contributed to the 3TG materials contained in parts and components that they supplied to NetApp. |
| d) | The in scope suppliers that responded to NetApp’s RCOI Survey account for 97% of in-scope component spend for calendar year 2016, an increase from 95% in 2015. This improvement is due to an increased effort on following up with non-responsive suppliers. |
| e) | Compared smelters and refiners identified against the list of those on CFSI’s Conflict Free Smelter Program’s lists for tantalum, tin, tungsten and gold), including those that have received a “conflict free” designation by participating in an independent third party audit. |
| f) | Performed enhanced data analytics to ensure identification of all in scope suppliers throughout NetApp’s entire supply chain. |
| g) | Analyzed CMRT responses and provided feedback to suppliers. |
STEP 3: Design and implement a strategy to respond to identified risks
| a) | NetApp has established a supplier Conflict Minerals policy, which outlines NetApp’s requirements for its suppliers: |
| a. | Sourcing minerals from socially responsible suppliers; |
| b. | Requesting suppliers downstream to source minerals from socially responsible suppliers; |
| c. | Providing NetApp with prompt, truthful, and accurate information regarding each supply source and the nature of the sourcing materials as it relates to the requirements of Section 1502; and |
| d. | Cooperating with regular business reviews, surveys, and audits undertaken by or for NetApp so that it can comply with the requirements of Section 1502. |
| b) | Through calendar year 2016, NetApp continued to flow down its Conflict Minerals policy to its in scope supply base. This has aided in defining sourcing requirements for products supplied to NetApp. |
| c) | NetApp’s supplier qualification and assessment program includes audits of supplier representations of their status to validate their previous and current reporting. |
| d) | In 2016, NetApp attended Conflict Minerals forums and collaborated with industry peers to define and improve best practices, and encourage responsible sourcing. |
| e) | In calendar year 2017, NetApp plans to: |
| a. | Continue to work with its top materials-spend suppliers to improve transparency and reporting. Concurrently, through its supplier performance management process, NetApp continues to assess risk for its supply base that are not improving their level of transparency required by Section 1502 to promote its intended purpose. NetApp will work with suppliers with underdeveloped processes, providing information and guidance in an attempt to increase transparency. |
| b. | Compare RCOI Survey responses to information collected via independent conflict free smelter validation programs, such as CFSI’s Conflict-Free Smelter Program, to identify unknown or unrecognized smelters or refiners. NetApp will contact in scope suppliers with unknown or unrecognized smelters or refiners and request their participation in improving data accuracy and promoting CFSI’s efforts. |
| c. | Continue its participation in Conflict Minerals forums and collaborating with industry peers to define best practices, and encourage responsible sourcing. NetApp will continue to support CFSI in its efforts to increase the number of smelters and refiners validated as “conflict free.” |
STEP 4: Support industry associations that carry out independent third party audits of smelter/refiner’s due diligence practices
As a member of the Electronic Industry Citizenship Coalition, or “EICC,” NetApp will continue to participate in the CFSI to assist in increasing the number of smelters and refiners directly and indirectly in its supply base that have been validated as “conflict free” under the CFSI’s Conflict-Free Smelter Program, which uses an independent third-party audit to identify smelters and refiners that have systems in place to assure sourcing of only conflict-free materials. NetApp was not required to obtain a third party independent audit of its own due diligence process and compliance efforts and results in 2016
STEP 5: Report annually on supply chain due diligence
NetApp’s Conflict Minerals policy, Form SD and this Conflict Minerals Report are currently posted on NetApp’s public website:
http://www.netapp.com/us/company/our-story/conflict-minerals.aspx
http://investors.netapp.com/governance.cfm; and
http://investors.netapp.com/sec.cfm.
Results of Due Diligence
NetApp, as a purchaser, is many steps removed from the mining of the Conflict Minerals and does not purchase raw ore or unrefined Conflict Minerals, nor does it purchase bulk Conflict Minerals in the form of ingots or bullion for use in it products. The origin of NetApp’s Conflict Minerals cannot be determined with any certainty once the raw ores are smelted, refined and converted to ingots, bullion or other derivatives. The smelters and refiners are consolidating points for raw ore and are in the best position in the total supply chain to know the origin of the ores.
Based on the information that was provided by NetApp’s in scope suppliers and otherwise obtained through its due diligence efforts described herein, NetApp believes that the facilities listed in Appendix A were used to process a portion of the necessary Conflict Minerals contained in NetApp’s products for calendar year 2016. Furthermore, NetApp has reasonably determined from information provided by the CFSP and otherwise obtained through NetApp’s due diligence efforts, that it does not have sufficient information to determine whether portions of its products contain recycled or scrap sources.
Appendix A
Smelters or Refiners (SORs) that may be used to process the Conflict Minerals contained in NetApp’s Products.
SOR Status as of December 31, 2016: “CFSP Listed” indicates SOR is publicly listed on the CFSP web site and considered “conflict-free” as of the date indicated based on the criteria used by CFSI to assess SORs. “Unknown” indicates SOR is either in process for CFSP assessment or has not started the process as of the date indicated.
| Metal | Name of SOR | Country Location of SOR |
CFSP Status | |||
| Gold | Advanced Chemical Company | United States | CFSP Listed | |||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | CFSP Listed | |||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | CFSP Listed | |||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | CFSP Listed | |||
| Gold | AngloGold Ashanti Córrego do Sítio Mineração | Brazil | CFSP Listed | |||
| Gold | Argor-Heraeus S.A. | Switzerland | CFSP Listed | |||
| Gold | Asahi Pretec Corp. | Japan | CFSP Listed | |||
| Gold | Asaka Riken Co., Ltd. | Japan | CFSP Listed | |||
| Gold | Aurubis AG | Germany | CFSP Listed | |||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CFSP Listed | |||
| Gold | Boliden AB | Sweden | CFSP Listed | |||
| Gold | C. Hafner GmbH + Co. KG | Germany | CFSP Listed | |||
| Gold | Chugai Mining | Japan | Unknown | |||
| Gold | Daejin Indus Co., Ltd. | Republic of Korea | CFSP Listed | |||
| Gold | DSC (Do Sung Corporation) | Republic of Korea | CFSP Listed | |||
| Gold | Dowa | Japan | CFSP Listed | |||
| Gold | Eco-System Recycling Co., Ltd. | Japan | CFSP Listed | |||
| Gold | OJSC Novosibirsk Refinery | Russian Federation | CFSP Listed | |||
| Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | China | Unknown | |||
| Gold | Heimerle + Meule GmbH | Germany | CFSP Listed | |||
| Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | CFSP Listed | |||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | CFSP Listed | |||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CFSP Listed | |||
| Gold | Istanbul Gold Refinery | Turkey | CFSP Listed | |||
| Gold | Japan Mint | Japan | CFSP Listed | |||
| Gold | Jiangxi Copper Co., Ltd. | China | CFSP Listed | |||
| Gold | Asahi Refining Canada Ltd. | Canada | CFSP Listed | |||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | CFSP Listed |
| Gold | Kazakhmys Smelting LLC | Kazakhstan | Unknown | |||
| Gold | Kennecott Utah Copper LLC | United States | CFSP Listed | |||
| Gold | Kojima Chemicals Co., Ltd. | Japan | CFSP Listed | |||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CFSP Listed | |||
| Gold | Lingbao Gold Co., Ltd. | China | Unknown | |||
| Gold | LS-NIKKO Copper Inc. | Republic of Korea | CFSP Listed | |||
| Gold | Materion | United States | CFSP Listed | |||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | CFSP Listed | |||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | CFSP Listed | |||
| Gold | Metalor Technologies S.A. | Switzerland | CFSP Listed | |||
| Gold | Metalor USA Refining Corporation | United States | CFSP Listed | |||
| Gold | Mitsubishi Materials Corporation | Japan | CFSP Listed | |||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | CFSP Listed | |||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | CFSP Listed | |||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | Turkey | CFSP Listed | |||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | Unknown | |||
| Gold | Nihon Material Co., Ltd. | Japan | CFSP Listed | |||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | CFSP Listed | |||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | Unknown | |||
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | CFSP Listed | |||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CFSP Listed | |||
| Gold | PX Précinox S.A. | Switzerland | CFSP Listed | |||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | CFSP Listed | |||
| Gold | Royal Canadian Mint | Canada | CFSP Listed | |||
| Gold | Sabin Metal Corp. | United States | Unknown | |||
| Gold | Samduck Precious Metals | Republic of Korea | CFSP Listed | |||
| Gold | Samwon Metals Corp. | Republic of Korea | Unknown | |||
| Gold | Schone Edelmetaal B.V. | Netherlands | CFSP Listed | |||
| Gold | SEMPSA Joyería Platería S.A. | Spain | CFSP Listed | |||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | CFSP Listed | |||
| Gold | So Accurate Group, Inc. | United States | Unknown | |||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CFSP Listed | |||
| Gold | Solar Applied Materials Technology Corp. | Taiwan | CFSP Listed | |||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | CFSP Listed | |||
| Gold | Tokuriki Honten Co., Ltd. | Japan | CFSP Listed | |||
| Gold | Torecom | Republic of Korea | CFSP Listed | |||
| Gold | Umicore Brasil Ltda. | Brazil | CFSP Listed | |||
| Gold | United Precious Metal Refining, Inc. | United States | CFSP Listed | |||
| Gold | Valcambi S.A. | Switzerland | CFSP Listed | |||
| Gold | Western Australian Mint trading as The Perth Mint | Australia | CFSP Listed |
| Gold | Yamamoto Precious Metal Co., Ltd. | Japan | CFSP Listed | |||
| Gold | Yokohama Metal Co., Ltd. | Japan | CFSP Listed | |||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | CFSP Listed | |||
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery | China | CFSP Listed | |||
| Gold | SAFINA A.S. | Czech Republic | Unknown | |||
| Gold | Guangdong Jinding Gold Limited | China | Unknown | |||
| Gold | Umicore Precious Metals Thailand | Thailand | CFSP Listed | |||
| Gold | Geib Refining Corporation | United States | CFSP Listed | |||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | CFSP Listed | |||
| Gold | Republic Metals Corporation | United States | CFSP Listed | |||
| Gold | KGHM Polska Miedź Spółka Akcyjna | Poland | Unknown | |||
| Gold | Singway Technology Co., Ltd. | Taiwan | CFSP Listed | |||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | CFSP Listed | |||
| Gold | Emirates Gold DMCC | United Arab Emirates | CFSP Listed | |||
| Gold | T.C.A S.p.A | Italy | CFSP Listed | |||
| Gold | Remondis Argentia B.V. | Netherlands | Unknown | |||
| Gold | Tony Goetz NV | Belgium | Unknown | |||
| Gold | Korea Zinc Co., Ltd. | Republic of Korea | CFSP Listed | |||
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | Unknown | |||
| Gold | Abington Reldan Metals, LLC | United States | Unknown | |||
| Gold | SAAMP | France | Unknown | |||
| Gold | SAXONIA Edelmetalle GmbH | Germany | CFSP Listed | |||
| Gold | WIELAND Edelmetalle GmbH | Germany | CFSP Listed | |||
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | Austria | CFSP Listed | |||
| Gold | AU Traders and Refiners | South Africa | CFSP Listed | |||
| Gold | Gujarat Gold Centre | India | Unknown | |||
| Gold | Modeltech Sdn Bhd | Malaysia | Unknown | |||
| Gold | Bangalore Refinery | India | Unknown | |||
| Tantalum | Conghua Tantalum and Niobium Smeltry | China | CFSP Listed | |||
| Tantalum | Duoluoshan | China | CFSP Listed | |||
| Tantalum | Exotech Inc. | United States | CFSP Listed | |||
| Tantalum | F&X Electro-Materials Ltd. | China | CFSP Listed | |||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | CFSP Listed | |||
| Tantalum | Hi-Temp Specialty Metals, Inc. | United States | CFSP Listed | |||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | CFSP Listed | |||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | CFSP Listed | |||
| Tantalum | King-Tan Tantalum Industry Ltd. | China | CFSP Listed | |||
| Tantalum | LSM Brasil S.A. | Brazil | CFSP Listed |
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | CFSP Listed | |||
| Tantalum | Mineração Taboca S.A. | Brazil | CFSP Listed | |||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | CFSP Listed | |||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | CFSP Listed | |||
| Tantalum | QuantumClean | United States | CFSP Listed | |||
| Tantalum | RFH Tantalum Smeltry Co., Ltd. | China | CFSP Listed | |||
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | CFSP Listed | |||
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | China | CFSP Listed | |||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | CFSP Listed | |||
| Tantalum | D Block Metals, LLC | United States | CFSP Listed | |||
| Tantalum | FIR Metals & Resource Ltd. | China | CFSP Listed | |||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | CFSP Listed | |||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | CFSP Listed | |||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | CFSP Listed | |||
| Tantalum | KEMET Blue Metals | Mexico | CFSP Listed | |||
| Tantalum | H.C. Starck Co., Ltd. | Thailand | CFSP Listed | |||
| Tantalum | H.C. Starck GmbH Goslar | Germany | CFSP Listed | |||
| Tantalum | H.C. Starck Hermsdorf GmbH | Germany | CFSP Listed | |||
| Tantalum | H.C. Starck Inc. | United States | CFSP Listed | |||
| Tantalum | H.C. Starck Ltd. | Japan | CFSP Listed | |||
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | CFSP Listed | |||
| Tantalum | Global Advanced Metals Boyertown | United States | CFSP Listed | |||
| Tantalum | Global Advanced Metals Aizu | Japan | CFSP Listed | |||
| Tantalum | KEMET Blue Powder | United States | CFSP Listed | |||
| Tantalum | Tranzact, Inc. | United States | CFSP Listed | |||
| Tantalum | Resind Indústria e Comércio Ltda. | Brazil | CFSP Listed | |||
| Tantalum | Jiangxi Tuohong New Raw Material | China | CFSP Listed | |||
| Tantalum | Power Resources Ltd. | Macedonia (The Former Yugoslav Republic Of) | CFSP Listed | |||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | CFSP Listed | |||
| Tin | Alpha | United States | CFSP Listed | |||
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | Brazil | CFSP Listed | |||
| Tin | CV Gita Pesona | Indonesia | CFSP Listed | |||
| Tin | PT Justindo | Indonesia | Unknown | |||
| Tin | PT Aries Kencana Sejahtera | Indonesia | CFSP Listed | |||
| Tin | CV Serumpun Sebalai | Indonesia | CFSP Listed | |||
| Tin | CV United Smelting | Indonesia | CFSP Listed | |||
| Tin | EM Vinto | Bolivia | CFSP Listed |
| Tin | Estanho de Rondônia S.A. | Brazil | Unknown | |||
| Tin | Fenix Metals | Poland | CFSP Listed | |||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | CFSP Listed | |||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | Unknown | |||
| Tin | Huichang Jinshunda Tin Co., Ltd. | China | Unknown | |||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | Unknown | |||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | CFSP Listed | |||
| Tin | Metallic Resources, Inc. | United States | CFSP Listed | |||
| Tin | Mineração Taboca S.A. | Brazil | CFSP Listed | |||
| Tin | Minsur | Peru | CFSP Listed | |||
| Tin | Mitsubishi Materials Corporation | Japan | CFSP Listed | |||
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | China | Unknown | |||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | CFSP Listed | |||
| Tin | Operaciones Metalurgical S.A. | Bolivia | CFSP Listed | |||
| Tin | PT Artha Cipta Langgeng | Indonesia | CFSP Listed | |||
| Tin | PT Babel Inti Perkasa | Indonesia | CFSP Listed | |||
| Tin | PT Bangka Tin Industry | Indonesia | CFSP Listed | |||
| Tin | PT Belitung Industri Sejahtera | Indonesia | CFSP Listed | |||
| Tin | PT Bukit Timah | Indonesia | CFSP Listed | |||
| Tin | PT DS Jaya Abadi | Indonesia | CFSP Listed | |||
| Tin | PT Eunindo Usaha Mandiri | Indonesia | CFSP Listed | |||
| Tin | PT Karimun Mining | Indonesia | CFSP Listed | |||
| Tin | PT Mitra Stania Prima | Indonesia | CFSP Listed | |||
| Tin | PT Panca Mega Persada | Indonesia | CFSP Listed | |||
| Tin | PT Refined Bangka Tin | Indonesia | CFSP Listed | |||
| Tin | PT Sariwiguna Binasentosa | Indonesia | CFSP Listed | |||
| Tin | PT Stanindo Inti Perkasa | Indonesia | CFSP Listed | |||
| Tin | PT Sumber Jaya Indah | Indonesia | CFSP Listed | |||
| Tin | PT Timah (Persero) Tbk Kundur | Indonesia | CFSP Listed | |||
| Tin | PT Tinindo Inter Nusa | Indonesia | CFSP Listed | |||
| Tin | PT Tommy Utama | Indonesia | CFSP Listed | |||
| Tin | Rui Da Hung | Taiwan | CFSP Listed | |||
| Tin | Soft Metais Ltda. | Brazil | CFSP Listed | |||
| Tin | Thaisarco | Thailand | CFSP Listed | |||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | Unknown | |||
| Tin | VQB Mineral and Trading Group JSC | Vietnam | CFSP Listed | |||
| Tin | White Solder Metalurgia e Mineração Ltda. | Brazil | CFSP Listed | |||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | Unknown |
| Tin | Yunnan Tin Company Limited | China | CFSP Listed | |||
| Tin | CV Venus Inti Perkasa | Indonesia | CFSP Listed | |||
| Tin | Magnu’s Minerais Metais e Ligas Ltda. | Brazil | CFSP Listed | |||
| Tin | Melt Metais e Ligas S.A. | Brazil | CFSP Listed | |||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | CFSP Listed | |||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | CFSP Listed | |||
| Tin | PT Inti Stania Prima | Indonesia | CFSP Listed | |||
| Tin | CV Ayi Jaya | Indonesia | CFSP Listed | |||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Vietnam | Unknown | |||
| Tin | CV Dua Sekawan | Indonesia | CFSP Listed | |||
| Tin | CV Tiga Sekawan | Indonesia | CFSP Listed | |||
| Tin | PT Cipta Persada Mulia | Indonesia | Unknown | |||
| Tin | Resind Indústria e Comércio Ltda. | Brazil | CFSP Listed | |||
| Tin | PT O.M. Indonesia | Indonesia | CFSP Listed | |||
| Tin | Metallo-Chimique N.V. | Belgium | CFSP Listed | |||
| Tin | Elmet S.L.U. | Spain | CFSP Listed | |||
| Tin | PT Bangka Prima Tin | Indonesia | CFSP Listed | |||
| Tin | PT Sukses Inti Makmur | Indonesia | CFSP Listed | |||
| Tin | PT Kijang Jaya Mandiri | Indonesia | CFSP Listed | |||
| Tin | PT Menara Cipta Mulia | Indonesia | CFSP Listed | |||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | China | CFSP Listed | |||
| Tin | Gejiu Fengming Metallurgy Chemical Plant | China | CFSP Listed | |||
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | China | CFSP Listed | |||
| Tin | Modeltech Sdn Bhd | Malaysia | Unknown | |||
| Tin | Gejiu Jinye Mineral Company | China | CFSP Listed | |||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Global Tungsten & Powders Corp. | United States | CFSP Listed | |||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Japan New Metals Co., Ltd. | Japan | CFSP Listed | |||
| Tungsten | Kennametal Fallon | United States | CFSP Listed | |||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Vietnam | CFSP Listed | |||
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Vietnam | CFSP Listed | |||
| Tungsten | Wolfram Bergbau und Hütten AG | Austria | CFSP Listed | |||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | China | Unknown |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | CFSP Listed | |||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | China | CFSP Listed | |||
| Tungsten | H.C. Starck GmbH | Germany | CFSP Listed | |||
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | Germany | CFSP Listed | |||
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Vietnam | CFSP Listed | |||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | CFSP Listed | |||
| Tungsten | Niagara Refining LLC | United States | CFSP Listed | |||
| Tungsten | Hydrometallurg, JSC | Russian Federation | CFSP Listed | |||
| Tungsten | Unecha Refractory metals plant | Russian Federation | CFSP Listed | |||
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | China | CFSP Listed | |||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | CFSP Listed | |||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | CFSP Listed | |||
| Tungsten | Woltech Korea Co., Ltd. | Republic of Korea | CFSP Listed | |||
| Tungsten | Moliren Ltd | Russian Federation | CFSP Listed |