false 0001002047 0001002047 2020-06-26 2020-06-26





Washington, D.C. 20549





Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 26, 2020


NetApp, Inc.

(Exact name of Registrant as specified in its charter)







(State or other jurisdiction

of incorporation)



File Number)


(IRS Employer

Identification No.)

1395 Crossman Avenue

Sunnyvale, CA 94089

(Address of principal executive offices) (Zip Code)

(408) 822-6000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class





Name of each exchange

on which registered

Common Stock, $0.001 Par Value




The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  



Item 8.01. Other Events.

On June 26, 2020, NetApp, Inc. (the “Company”) issued a notice to redeem all of its 3.375% Senior Notes due 2021 (the “Notes”). The redemption of the Notes will be effected pursuant to the terms of the Indenture, dated as of December 12, 2012, between the Company and U.S. Bank National Association, as supplemented by the Second Supplemental Indenture dated June 5, 2014 (as supplemented, the “Indenture”), that governs the Notes. The Notes will be redeemed on July 27, 2020 (the “Redemption Date”) at a redemption price equal to (i) 100% of the principal amount of the Notes; and (ii) the sum of the present values of the remaining scheduled payments of principal and interest thereon discounted pursuant to the terms of the Indenture. As of the date hereof, there is $500.0 million aggregate principal amount of the Notes outstanding.


Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.








June 26, 2020





/s/ Matthew K. Fawcett




Matthew K. Fawcett




Senior Vice President, General Counsel and Corporate Secretary